Section 4 General requirements for manufacture
Clasification Society 2024 - Version 9.40
Clasifications Register Rules and Regulations - Rules for the Manufacture, Testing and Certification of Materials, July 2022 - Chapter 1 General Requirements - Section 4 General requirements for manufacture

Section 4 General requirements for manufacture

4.1 General

4.1.1 The following definitions are applicable to these Rules:

Item: A single forging, casting, plate, tube or other rolled product as delivered.
Piece: The rolled product from a single slab or billet or from a single ingot if this is rolled directly into plates, strip, sections or bars.
Batch: A number of similar items or pieces presented as a group for acceptance testing.
Wide Flat: flat product of a width over 150 mm, up to and including 1250 mm and thickness generally over 4 mm. Edges are square cut, i.e. hot rolled on the four sides. Supplied in lengths, not coils.
Plate/Sheet: flat rolled product whereby the edges are allowed to deform freely. Supplied flat and generally in square or rectangular shapes with a width of 600 mm or over, but other shapes may also apply.

4.1.2 Where a manufacturer purchases semi-finished products (e.g. slabs) for the purpose of re-processing (e.g. rolling), the manufacturer is to ensure that the materials are from an LR approved manufacturer, and manufactured within the scope of approval of that manufacturer. The aim of chemical analysis, dimensions, surface and internal quality checks are to be agreed between the manufacturer and purchaser. The semi-finished materials must be supplied with appropriate certification, according to these Rules.

4.1.3 It is the responsibility of the manufacturer to ensure compliance with all relevant aspects of these Rules. All deviations are to be recorded as non-compliances, and brought to the attention of the Surveyor, along with corrective actions taken. Failure to do this is considered to render the material as not complying with these Rules.

4.1.4 The manufacturer is to maintain all test and inspection records required by these Rules for at least seven years. Records are to be made available to LR on request.

4.1.5 Where material is produced which does not meet all aspects of these Rules, the manufacturer may apply to LR for a concession to certify the material as approved. LR will consider each application on a case-by-case basis, although concession will only normally be granted in exceptional circumstances. If the concession is granted, a formal written numbered concession will be issued to the manufacturer. The concession number must be applied to the approval certificate, whether it is an LR certificate or a validated manufacturer's certificate.

4.2 Chemical composition

4.2.1 The ladle analysis used for certification purposes is to be determined after all alloying elements have been added and sufficient time allowed for such additions to equalise throughout the ladle.

4.2.2 The method of taking samples is to ensure that the reported analysis is representative of the cast. In addition, the manufacturer must determine and certify the chemical composition of every heat of material.

4.2.3 Where more than one sample is taken, the method of averaging for the final certificate result and the determination of acceptable variations in composition are to be agreed with the Surveyor.

4.2.4 The chemical composition of ladle samples is to be determined by the manufacturer in an adequately equipped and competently staffed laboratory. The manufacturer's analysis will be accepted, but may be subject to occasional independent checks if required by the Surveyor.

4.2.5 The analysis is to include the content of all the elements detailed in the relevant Sections of the Rules and, where appropriate, the National or International Standard applied.

4.2.6 At the discretion of the Surveyors, a check chemical analysis of suitable samples from products may also be required. These samples are to be taken from the material used for mechanical tests but, where this is not practicable, an alternative procedure for obtaining a representative sample is to be agreed with the manufacturer. For product samples, the permissible limits of deviation from the specified ladle analysis are to be in accordance with an appropriate International or National Standard specification.

4.3 Heat treatment

4.3.1 Materials are to be supplied in the condition specified in, or permitted by, the relevant Chapters of these Rules.

4.3.2 Heat treatment is to be carried out in properly constructed furnaces which are efficiently maintained and have adequate means for control and recording of temperature. The furnace dimensions are to be such as to allow the whole item to be uniformly heated to the necessary temperature. In the case of very large components which require heat treatment, alternative methods will be specially considered. Furnace temperature uniformity surveys to recognised standards (e.g. ASTM A991/A991M) shall be carried out at the specified frequency.

4.3.3 The manufacturer is to maintain the records, including the temperature charts of all heat treatments for at least seven years.

4.4 Test material

4.4.1 Sufficient test material is to be provided for the preparation of the test specimen detailed in the specific requirements. It is, however, in the interests of manufacturers to provide additional material for any re-tests which may be necessary, as insufficient or unacceptable test material may be a cause for rejection.

4.4.2 The test material is to be representative of the item or batch and is not to be separated until all the specified heat treatment has been completed, except where provision for an alternative procedure is made in subsequent Chapters of these Rules.

4.4.3 All test material is to be selected by the Surveyor or an authorised deputy and identified by suitable markings which are to be maintained during the preparation of the test specimens.

4.5 Mechanical tests

4.5.1 The dimensions, number and direction of test specimens are to be in accordance with the requirements of Ch 2 Testing Procedures for Metallic Materials and the specific requirements for the product.

4.5.2 Where Charpy impact tests are required, a set of three test specimens is to be prepared and the average energy value is to comply with the requirements of subsequent Chapters. One individual value may be less than the required average value provided that it is not less than 70 per cent of that value.

4.5.3 In the Rules, mechanical properties are specified in SI units, but alternative units may be used for acceptance testing. In such cases, the specified values are to be converted in accordance with the appropriate conversions given in Table 1.4.1 Conversions from SI units to metric and Imperial units. It is preferred that test results be reported in SI units, but alternative units may be used provided that the test certificate gives, in the same units, the equivalent specification values.

Table 1.4.1 Conversions from SI units to metric and Imperial units

1 N/mm2 or MPa = 0,102 kgf/mm2
1 N/mm2 or MPa = 0,0647 tonf/in2
1 N/mm2 or MPa = 0,145 x 103 lbf/in2
1J = 0,102 kgf m
1J = 0,738 ft lbs
1 kgf/mm2 = 9,81 N/mm2 or MPa
1 tonf/in2 = 15,4 N/mm2 or MPa
1 lbf/in2 = 6,89 x 10–3 N/mm2 or MPa
1 kgf m = 9,81 J
1 ft lbf = 1,36 J

4.6 Re-test procedures

4.6.1 Re-test procedures are to be in accordance with the requirements of Ch 2, 1.4 Re-testing procedures.

4.7 Rectification of defective material

4.7.1 Small surface imperfections may be removed by mechanical means provided that, after such treatment, the dimensions are acceptable, the area is proved free from defects and the rectification has been completed in accordance with any applicable requirements of subsequent Chapters of these Rules and to the satisfaction of the Surveyor.

4.7.2 The repair of defects by welding can be accepted only when permitted by the appropriate specific requirements and provided that the agreement of the Surveyor is obtained before the work is commenced. When a repair has been agreed, it is necessary in all cases to prove by suitable methods of non-destructive examination that the defects have been completely removed before welding is commenced. Welding procedures and inspection on completion of the repair are to be in accordance with the appropriate specific requirements and are to be to the satisfaction of the Surveyor.

4.7.3 Manufacturers wishing to carry out welding work must have at their disposal the necessary workshops, lifting gear, welding equipment, pre-heating, and where necessary annealing facilities and testing devices, as well as certified welders and supervisors to enable them to perform the work properly. Proof shall be furnished to the Surveyor that these conditions are satisfied before welding work begins.

4.8 Identification of materials

4.8.1 The manufacturer is to adopt a system of identification which will enable all finished materials to be traced to the original cast, and the Surveyors are to be given full facilities for tracing the material when required. When any item has been identified by the personal mark of a Surveyor, or his deputy, this is not to be removed until an acceptable new identification mark has been made by a Surveyor. Failure to comply with this condition will render the item liable to rejection.

4.8.2 Before any item is finally accepted it is to be clearly marked by the manufacturer in at least one place with the particulars detailed in the appropriate specific requirements.

4.8.3 Where hard stamps such as the LR brand stamp are issued to manufacturers to carry out the stamping on behalf of LR, the procedure for issue, maintenance and use of stamps is to be agreed in writing.

4.8.4 Identification and marking is normally made by hard stamping, however, alternative methods may be used by prior agreement. Such methods may be an electronic tagging system such as RFID labels, electric etching, stenciling, or painting. Paints used to identify alloy steels are to be free from lead, copper, zinc or tin, i.e. the dried film is not to contain any of these elements in quantities of more than 250 ppm.

4.8.5 Where alternative methods are to be used, the manufacturer shall have in place a procedure detailing the process and controls for the identification of materials, and control measures for effective traceability of materials.

4.8.6 Hard stamping may, in some cases, be detrimental to the material. Where this concern is identified, an alternative method, such as described in Ch 1, 4.8 Identification of materials 4.8.4, shall be used.

4.8.7 Where a number of light identical products, such as sections and bars weighing ≤ 50 kg per meter, are securely fastened together in bundles, the manufacturer need only brand each bundle. A durable label giving the required particulars may be attached to each bundle.


Copyright 2022 Clasifications Register Group Limited, International Maritime Organization, International Labour Organization or Maritime and Coastguard Agency. All rights reserved. Clasifications Register Group Limited, its affiliates and subsidiaries and their respective officers, employees or agents are, individually and collectively, referred to in this clause as 'Clasifications Register'. Clasifications Register assumes no responsibility and shall not be liable to any person for any loss, damage or expense caused by reliance on the information or advice in this document or howsoever provided, unless that person has signed a contract with the relevant Clasifications Register entity for the provision of this information or advice and in that case any responsibility or liability is exclusively on the terms and conditions set out in that contract.