5 Typical Document Requirements for the Plan Approval Process
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Statutory Documents - IMO Publications and Documents - Resolutions - Marine Environment Protection Committee - Resolution MEPC.174(58) – Guidelines for Approval of Ballast Water Management Systems (G8) – (Adopted on 10 October 2008) - Annex – Guidelines for Approval of Ballast Water Management Systems (G8) - 5 Typical Document Requirements for the Plan Approval Process

5 Typical Document Requirements for the Plan Approval Process

  5.1 The documentation submitted for approval should include at least the following:

  • .1 a description of the BWMS. The description should include a diagrammatic drawing of the typical or required pumping and piping arrangements, and sampling facilities, identifying the operational outlets for treated ballast water and any waste streams as appropriate and necessary. Special considerations may have to be given to installations intended for ships that have unusual pumping and piping arrangements;

  • .2 equipment manuals, supplied by manufacturers, containing details of the major components of the BWMS and their operation and maintenance;

  • .3 a generic operations and technical manual for the complete BWMS. This manual should cover the arrangements, the operation and maintenance of the BWMS as a whole and should specifically describe parts of the BWMS which are not covered by the manufacturer’s equipment manuals;

  • .4 the operations section of the manual including normal operational procedures and procedures for the discharge of untreated water in the event of malfunction of the ballast water treatment equipment, maintenance procedures, and emergency action necessary for securing the ship;

  • .5 methods for the conditioning of treated water prior to discharge should be provided, and assessment of discharged water should include a description of the effect of treatment on the ship’s ballast water, in particular the nature of any treatment residuals and by-products and the water’s suitability for discharge into coastal waters. A description should also be provided of any actions necessary to monitor, and if necessary “condition”, treated water prior to discharge in order that it meets applicable water quality regulations; if it can reasonably be concluded that the treatment process could result in changes to the chemical composition of the treated water such that adverse impacts to receiving waters might occur upon discharge, the documentation should include results of toxicity tests of treated water. The toxicity tests should include assessments of the effects of hold time following treatment, and dilution, on the toxicity. Toxicity tests of the treated water should be conducted in accordance with paragraphs 5.2.3 to 5.2.7 of the Procedure for approval of ballast water management systems that make use of Active Substances (G9), as revised, (resolution MEPC.169(57));

  • .6 a description of BWMS side streams (e.g., filtered material, centrifugal concentrate, waste or residual chemicals) including a description of the actions planned to properly manage and dispose of such wastes;

  • .7 a technical section of the manual including adequate information (description and diagrammatic drawings of the monitoring system and electrical/electronic wiring diagrams) to enable faultfinding. This section should include instructions for keeping a maintenance record;

  • .8 a technical installation specification defining, inter alia, requirements for the location and mounting of components, arrangements for maintaining the integrity of the boundary between safe and hazardous spaces and the arrangement of the sample piping; and

  • .9 a recommended test and checkout procedure specific to the BWMS. This procedure should specify all the checks to be carried out in a functional test by the installation contractor and should provide guidance for the surveyor when carrying out the on board survey of the BWMS and confirming the installation reflects the manufacturer’s specific installation criteria.


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