These Guidelines are intended to assist an Administration
                           by providing an outline of the information to be submitted to the
                           Organization for inclusion in the notification of certification of
                           an Approved Method as required under regulation 13.7.1 of MARPOL Annex VI.
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           
                              2
                              
                           INFORMATION TO BE SUBMITTED
                              TO THE ORGANIZATION
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           
                              2.1
                              
                           Contents of the information
                              to be submitted
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         The notification to the Organization of the certification
                           of an Approved Method should include, but is not limited to:
                        
                        
                        
                        
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                                 .1 the certification reference of the Approved
                                 Method together with details of the Approved Method;
                               
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                                 .2 a copy of the Approved Method File, or where
                                 that is not possible, a sample of the File taking into account paragraph
                                 2.2;
                               
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                                 .3 criteria for identification of the engines
                                 to which an Approved Method applies as specified in paragraph 2.3;
                                 and
                               
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                                 .4 Approved Method contact point.
                               
 
                     
                     
                     
                        
                        
                         
                           
                              2.2
                              
                           A copy or sample of the
                              Approved Method File
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.2.1 In accordance with paragraph 7.4 of the NOX Technical Code 2008
                              , the Approved
                           Method File is an integral part of any Approved Method and should
                           be authenticated by the application of the stamp of the certifying
                           Administration. A copy of this Approved Method File should be included
                           in the notification to the Organization.
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.2.2 However, in cases where, due to differences
                           between individual engines at the time of manufacture, it is not possible
                           to provide a copy of the Approved Method File as being representative
                           of all engines to be covered by the specific Approved Method, a sample
                           of the Approved Method File should instead be included in the notification
                           to the Organization. This sample Approved Method File should contain
                           sufficient detail that will make it possible to correlate with the
                           actual Approved Method File to be supplied for individual engines.
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.2.3 In cases where a sample of the Approved
                           Method File is included, the procedure for approval of individual
                           Approved Method Files should be included in the notification. In all
                           cases the authentication of the Approved Method File should be undertaken
                           by the certifying Administration.
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.2.4 The Approved Method File should also include
                           a description of the engine's onboard verification procedure, in accordance
                           with paragraph 7.5 of the NOX Technical
                              Code 2008
                              .
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.2.5 A list of the onboard record keeping requirements
                           for the Approved Method should be included.
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           
                              2.3
                              
                           Criteria for the identification
                              of an engine to which an Approved Method applies
                           
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.3.1 Criteria for the identification of an engine
                           to which a particular Approved Method applies should be included.
                           This should also cover those cases where the current engine condition
                           differs from the original engine condition at the time of manufacturing
                           due to modifications either at the time of installation or subsequent
                           modifications over its service life.
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.3.2 If the Approved Method developer knows the
                           current condition of a particular engine, those parameters should
                           be listed in the Approved Method File and the engine or engines to
                           which it applies should be identified by engine make, type and serial
                           number in the Approved Method File.
                        
                        
                        
                      
                     
                     
                     
                        
                        
                         
                           2.3.3 However, the developer of an Approved Method
                           will usually not know the actual current engine condition. Consequently,
                           the criteria which define an engine will relate to the original engine
                           condition at the time of manufacturing. The criteria which define
                           the applicability of a particular Approved Method should include the
                           following items:
                        
                        
                        
                        
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                                 .1 manufacturer/licensee, engine type and model;
                               
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                                 .2 application cycle(s) e.g. E2, E3, D2 or C1,
                                 as specified in chapter 3 of the NOX Technical
                                 Code 2008 as appropriate;
                                 
                               
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                                 .3 rated power (kW) and rated speed (rpm) as given
                                 on the nameplate or as modified by approved re-rating:
                               
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                                       .1 the applicable power output/rated speed range
                                       is to be clearly shown whether these represent a "line" or a "box",
                                       the exception or inclusion on the boundary and any exceptions either
                                       inside or outside that boundary; and
                                     
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                                       .2 in addition, any potentially necessary calculation
                                       processes (for example between horsepower (metric/imperial) and kW)
                                       including the rounding method is to be clearly specified;
                                     
 
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                                 .4 NOX critical components and how
                                 their identity should be established. Where there is a combination
                                 of components, it should be described how those are interrelated;
                                 
                               
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                                 .5 NOX critical settings or operating
                                 values and how those values should be established. Where there are
                                 combinations of settings, it should be described how these are interrelated.
                                 In addition, any potentially necessary calculation processes (for
                                 example to bring Pmax or Pcomp to the ISO specified condition), including
                                 the rounding method, is to be clearly specified; and
                                 
                               
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                                 .6 any other specific points which relate to engines
                                 to which the Approved Method applies.