Regulation 1.4 – Recruitment
                     and placement
                  
                  
                  
                  
                  
                  
                  
                  
                  
                  
                     
                        
                         
                        Purpose: To ensure that seafarers have access to
                           an efficient and well-regulated seafarer recruitment and placement
                           system
                        
                        
                        
                        
                           
                           
                              
                              
                               
                                 1 All seafarers shall have access to an efficient,
                                 adequate and accountable system for finding employment on board ship
                                 without charge to the seafarer.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 2 Seafarer recruitment and placement services
                                 operating in a Member’s territory shall conform to the standards
                                 set out in the Code.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 3 Each Member shall require, in respect of seafarers
                                 who work on ships that fly its flag, that shipowners who use seafarer
                                 recruitment and placement services that are based in countries or
                                 territories in which this Convention does not apply, ensure that those
                                 services conform to the requirements set out in the Code.
                               
                              
                              
                            
                           
                           
                         
                        
                        
                      
                     
                   
                  
                  
                     
                        
                         
                        Standard A1.4 – Recruitment and placement
                        
                        
                        
                           
                           
                              
                              
                               
                                 1 Each Member that operates a public seafarer
                                 recruitment and placement service shall ensure that the service is
                                 operated in an orderly manner that protects and promotes seafarers’
                                 employment rights as provided in this Convention.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 2 Where a Member has private seafarer recruitment
                                 and placement services operating in its territory whose primary purpose
                                 is the recruitment and placement of seafarers or which recruit and
                                 place a significant number of seafarers, they shall be operated only
                                 in conformity with a standardized system of licensing or certification
                                 or other form of regulation. This system shall be established, modified
                                 or changed only after consultation with the shipowners’ and
                                 seafarers’ organizations concerned. In the event of doubt as
                                 to whether this Convention applies to a private recruitment and placement
                                 service, the question shall be determined by the competent authority
                                 in each Member after consultation with the shipowners’ and seafarers’
                                 organizations concerned. Undue proliferation of private seafarer recruitment
                                 and placement services shall not be encouraged.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 3 The provisions of paragraph 2 of this Standard
                                 shall also apply – to the extent that they are determined by
                                 the competent authority, in consultation with the shipowners’
                                 and seafarers’ organizations concerned, to be appropriate –
                                 in the context of recruitment and placement services operated by a
                                 seafarers’ organization in the territory of the Member for the
                                 supply of seafarers who are nationals of that Member to ships which
                                 fly its flag. The services covered by this paragraph are those fulfilling
                                 the following conditions:
                               
                              
                              
                              
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                                       (a) the recruitment and placement service is operated
                                       pursuant to a collective bargaining agreement between that organization
                                       and a shipowner;
                                     
                                    
                                    
                                  
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                                       (b) both the seafarers’ organization and
                                       the shipowner are based in the territory of the Member;
                                     
                                    
                                    
                                  
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                                       (c) The Member has national laws or regulations
                                       or a procedure to authorize or register the collective bargaining
                                       agreement permitting the operation of the recruitment and placement
                                       service; and
                                     
                                    
                                    
                                  
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                                       (d) the recruitment and placement service is operated
                                       in an orderly manner and measures are in place to protect and promote
                                       seafarers’ employment rights comparable to those provided in
                                       paragraph 5 of this Standard.
                                     
                                    
                                    
                                  
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 4 Nothing in this Standard or Regulation 1.4 shall be deemed to:
                                 
                               
                              
                              
                              
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                                       (a) prevent a Member from maintaining a free public
                                       seafarer recruitment and placement service for seafarers in the framework
                                       of a policy to meet the needs of seafarers and shipowners, whether
                                       the service forms part of or is coordinated with a public employment
                                       service for all workers and employers; or
                                     
                                    
                                    
                                  
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                                       (b) impose on a Member the obligation to establish
                                       a system for the operation of private seafarer recruitment or placement
                                       services in its territory.
                                     
                                    
                                    
                                  
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 5 A Member adopting a system referred to in paragraph
                                 2 of this Standard shall, in its laws and regulations or other measures,
                                 at a minimum:
                               
                              
                              
                              
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                                       (a) prohibit seafarer recruitment and placement
                                       services from using means, mechanisms or lists intended to prevent
                                       or deter seafarers from gaining employment for which they are qualified;
                                     
                                    
                                    
                                  
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                                       (b) require that no fees or other charges for
                                       seafarer recruitment or placement or for providing employment to seafarers
                                       are borne directly or indirectly, in whole or in part, by the seafarer,
                                       other than the cost of the seafarer obtaining a national statutory
                                       medical certificate, the national seafarer’s book and a passport
                                       or other similar personal travel documents, not including, however,
                                       the cost of visas, which shall be borne by the shipowner; and
                                     
                                    
                                    
                                  
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                                       (c) ensure that seafarer recruitment and placement
                                       services operating in its territory:
                                     
                                    
                                    
                                    
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                                             (i) maintain an up-to-date register of all seafarers
                                             recruited or placed through them, to be available for inspection by
                                             the competent authority;
                                           
                                          
                                          
                                        
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                                             (ii) make sure that seafarers are informed of
                                             their rights and duties under their employment agreements prior to
                                             or in the process of engagement and that proper arrangements are made
                                             for seafarers to examine their employment agreements before and after
                                             they are signed and for them to receive a copy of the agreements;
                                           
                                          
                                          
                                        
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                                             (iii) verify that seafarers recruited or placed
                                             by them are qualified and hold the documents necessary for the job
                                             concerned, and that the seafarers’ employment agreements are
                                             in accordance with applicable laws and regulations and any collective
                                             bargaining agreement that forms part of the employment agreement;
                                           
                                          
                                          
                                        
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                                             (iv) make sure, as far as practicable, that the
                                             shipowner has the means to protect seafarers from being stranded in
                                             a foreign port;
                                           
                                          
                                          
                                        
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                                             (v) examine and respond to any complaint concerning
                                             their activities and advise the competent authority of any unresolved
                                             complaint;
                                           
                                          
                                          
                                        
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                                             (vi) establish a system of protection, by way
                                             of insurance or an equivalent appropriate measure, to compensate seafarers
                                             for monetary loss that they may incur as a result of the failure of
                                             a recruitment and placement service or the relevant shipowner under
                                             the seafarers’ employment agreement to meet its obligations
                                             to them.
                                           
                                          
                                          
                                        
                                     
                                    
                                    
                                  
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 6 The competent authority shall closely supervise
                                 and control all seafarer recruitment and placement services operating
                                 in the territory of the Member concerned. Any licences or certificates
                                 or similar authorizations for the operation of private services in
                                 the territory are granted or renewed only after verification that
                                 the seafarer recruitment and placement service concerned meets the
                                 requirements of national laws and regulations.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 7 The competent authority shall ensure that adequate
                                 machinery and procedures exist for the investigation, if necessary,
                                 of complaints concerning the activities of seafarer recruitment and
                                 placement services, involving, as appropriate, representatives of
                                 shipowners and seafarers.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 8 Each Member which has ratified this Convention
                                 shall, in so far as practicable, advise its nationals on the possible
                                 problems of signing on a ship that flies the flag of a State which
                                 has not ratified the Convention, until it is satisfied that standards
                                 equivalent to those fixed by this Convention are being applied. Measures
                                 taken to this effect by the Member that has ratified this Convention
                                 shall not be in contradiction with the principle of free movement
                                 of workers stipulated by the treaties to which the two States concerned
                                 may be parties.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 9 Each Member which has ratified this Convention
                                 shall require that shipowners of ships that fly its flag, who use
                                 seafarer recruitment and placement services based in countries or
                                 territories in which this Convention does not apply, ensure, as far
                                 as practicable, that those services meet the requirements of this
                                 Standard.
                               
                              
                              
                            
                           
                           
                           
                              
                              
                               
                                 10 Nothing in this Standard shall be understood
                                 as diminishing the obligations and responsibilities of shipowners
                                 or of a Member with respect to ships that fly its flag.
                               
                              
                              
                            
                           
                           
                         
                        
                        
                      
                     
                   
                  
                  
                     
                        
                         
                        Guideline B1.4 – Recruitment and placement
                        
                        
                        
                        
                        
                        
                           
                              
                               
                              Guideline B1.4.1 – Organizational and operational guidelines
                              
                              
                              
                                 
                                 
                                    
                                    
                                     
                                       1 When fulfilling its obligations under Standard
                                       A1.4, paragraph 1, the competent authority should consider:
                                     
                                    
                                    
                                    
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                                             (a) taking the necessary measures to promote effective
                                             cooperation among seafarer recruitment and placement services, whether
                                             public or private;
                                           
                                          
                                          
                                        
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                                             (b) the needs of the maritime industry at both
                                             the national and international levels, when developing training programmes
                                             for seafarers that form the part of the ship’s crew that is
                                             responsible for the ship’s safe navigation and pollution prevention
                                             operations, with the participation of shipowners, seafarers and the
                                             relevant training institutions;
                                           
                                          
                                          
                                        
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                                             (c) making suitable arrangements for the cooperation
                                             of representative shipowners’ and seafarers’ organizations
                                             in the organization and operation of the public seafarer recruitment
                                             and placement services, where they exist;
                                           
                                          
                                          
                                        
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                                             (d) determining, with due regard to the right
                                             to privacy and the need to protect confidentiality, the conditions
                                             under which seafarers’ personal data may be processed by seafarer
                                             recruitment and placement services, including the collection, storage,
                                             combination and communication of such data to third parties;
                                           
                                          
                                          
                                        
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                                             (e) maintaining an arrangement for the collection
                                             and analysis of all relevant information on the maritime labour market,
                                             including the current and prospective supply of seafarers that work
                                             as crew classified by age, sex, rank and qualifications, and the industry’s
                                             requirements, the collection of data on age or sex being admissible
                                             only for statistical purposes or if used in the framework of a programme
                                             to prevent discrimination based on age or sex;
                                           
                                          
                                          
                                        
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                                             (f) ensuring that the staff responsible for the
                                             supervision of public and private seafarer recruitment and placement
                                             services for ship’s crew with responsibility for the ship’s
                                             safe navigation and pollution prevention operations have had adequate
                                             training, including approved sea-service experience, and have relevant
                                             knowledge of the maritime industry, including the relevant maritime
                                             international instruments on training, certification and labour standards;
                                           
                                          
                                          
                                        
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                                             (g) prescribing operational standards and adopting
                                             codes of conduct and ethical practices for seafarer recruitment and
                                             placement services; and
                                           
                                          
                                          
                                        
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                                             (h) exercising supervision of the licensing or
                                             certification system on the basis of a system of quality standards.
                                           
                                          
                                          
                                        
                                     
                                    
                                    
                                  
                                 
                                 
                                 
                                    
                                    
                                     
                                       2 In establishing the system referred to in Standard
                                       A1.4, paragraph 2, each Member should consider requiring seafarer
                                       recruitment and placement services, established in its territory,
                                       to develop and maintain verifiable operational practices. These operational
                                       practices for private seafarer recruitment and placement services
                                       and, to the extent that they are applicable, for public seafarer recruitment
                                       and placement services should address the following matters:
                                     
                                    
                                    
                                    
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                                             (a) medical examinations, seafarers’ identity
                                             documents and such other items as may be required for the seafarer
                                             to gain employment;
                                           
                                          
                                          
                                        
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                                             (b) maintaining, with due regard to the right
                                             to privacy and the need to protect confidentiality, full and complete
                                             records of the seafarers covered by their recruitment and placement
                                             system, which should include but not be limited to:
                                           
                                          
                                          
                                          
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                                                   (i) the seafarers’ qualifications;
                                                 
                                                
                                                
                                              
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                                                   (ii) record of employment;
                                                 
                                                
                                                
                                              
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                                                   (iii) personal data relevant to employment; and
                                                 
                                                
                                                
                                              
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                                                   (iv) medical data relevant to employment;
                                                 
                                                
                                                
                                              
                                           
                                          
                                          
                                        
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                                             (c) maintaining up-to-date lists of the ships
                                             for which the seafarer recruitment and placement services provide
                                             seafarers and ensuring that there is a means by which the services
                                             can be contacted in an emergency at all hours;
                                           
                                          
                                          
                                        
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                                             (d) procedures to ensure that seafarers are not
                                             subject to exploitation by the seafarer recruitment and placement
                                             services or their personnel with regard to the offer of engagement
                                             on particular ships or by particular companies;
                                           
                                          
                                          
                                        
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                                             (e) procedures to prevent the opportunities for
                                             exploitation of seafarers arising from the issue of joining advances
                                             or any other financial transaction between the shipowner and the seafarers
                                             which are handled by the seafarer recruitment and placement services;
                                           
                                          
                                          
                                        
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                                             (f) clearly publicizing costs, if any, which the
                                             seafarer will be expected to bear in the recruitment process;
                                           
                                          
                                          
                                        
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                                             (g) ensuring that seafarers are advised of any
                                             particular conditions applicable to the job for which they are to
                                             be engaged and of the particular shipowner’s policies relating
                                             to their employment;
                                           
                                          
                                          
                                        
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                                             (h) procedures which are in accordance with the
                                             principles of natural justice for dealing with cases of incompetence
                                             or indiscipline consistent with national laws and practice and, where
                                             applicable, with collective agreements;
                                           
                                          
                                          
                                        
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                                             (i) procedures to ensure, as far as practicable,
                                             that all mandatory certificates and documents submitted for employment
                                             are up to date and have not been fraudulently obtained and that employment
                                             references are verified;
                                           
                                          
                                          
                                        
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                                             (j) procedures to ensure that requests for information
                                             or advice by families of seafarers while the seafarers are at sea
                                             are dealt with promptly and sympathetically and at no cost; and
                                           
                                          
                                          
                                        
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                                             (k) verifying that labour conditions on ships
                                             where seafarers are placed are in conformity with applicable collective
                                             bargaining agreements concluded between a shipowner and a representative
                                             seafarers’ organization and, as a matter of policy, supplying
                                             seafarers only to shipowners that offer terms and conditions of employment
                                             to seafarers which comply with applicable laws or regulations or collective
                                             agreements.
                                           
                                          
                                          
                                        
                                     
                                    
                                    
                                  
                                 
                                 
                                 
                                    
                                    
                                     
                                       3 Consideration should be given to encouraging
                                       international cooperation between Members and relevant organizations,
                                       such as:
                                     
                                    
                                    
                                    
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                                             (a) the systematic exchange of information on
                                             the maritime industry and labour market on a bilateral, regional and
                                             multilateral basis;
                                           
                                          
                                          
                                        
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                                             (b) the exchange of information on maritime labour
                                             legislation;
                                           
                                          
                                          
                                        
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                                             (c) the harmonization of policies, working methods
                                             and legislation governing recruitment and placement of seafarers;
                                           
                                          
                                          
                                        
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                                             (d) the improvement of procedures and conditions
                                             for the international recruitment and placement of seafarers; and
                                           
                                          
                                          
                                        
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                                             (e) workforce planning, taking account of the
                                             supply of and demand for seafarers and the requirements of the maritime
                                             industry.
                                           
                                          
                                          
                                        
                                     
                                    
                                    
                                  
                                 
                                 
                               
                              
                              
                            
                           
                         
                        
                      
                     
                   
                  
                
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